GET PECB ISO-IEC-42001-LEAD-AUDITOR EXAM QUESTIONS - 100% SUCCESS GUARANTEED [2025]

Get PECB ISO-IEC-42001-Lead-Auditor Exam Questions - 100% Success Guaranteed [2025]

Get PECB ISO-IEC-42001-Lead-Auditor Exam Questions - 100% Success Guaranteed [2025]

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q29-Q34):

NEW QUESTION # 29
How does ISO 19011 recommend auditors select audit criteria?

  • A. By choosing criteria that are easiest to measure
  • B. By using random selection methods
  • C. Based on the organization's industry reputation
  • D. According to the requirements of the management system standards and objectives

Answer: D

Explanation:
Audit criteria should be selectedaccording to the requirements of the management system standard (e.g., ISO/IEC 42001:2023)and theorganization's objectives.
PerISO 19011:2018 - Clause 5.4.2, audit criteria must be defined based onstandards, statutory requirements, internal policies, procedures, and contractual obligationsrelevant to the audit.
Random selection or convenience-based criteria are not acceptable in professional audit practice.


NEW QUESTION # 30
A financial institution uses an AI system to approve loan applications. Recently, there have been complaints that the system disproportionately denies loans to applicants from certain minority groups.
Which core element should the institution prioritize to address these complaints?

  • A. Privacy and Security
  • B. Fairness and Non-Discrimination
  • C. Transparency and Explainability
  • D. Accountability

Answer: B

Explanation:
The most relevant core principle here isFairness and Non-Discrimination. This principle aims to ensure that AI systems do notcreate or perpetuate bias, especially in high-stakes decision-making areas such as financial services.
According toISO/IEC 42001:2023 - Clause 6.1.2andAnnex A (A.8.2.4), organizations must evaluate and manage risks related tobias, discrimination, and ethical implicationsof AI decisions.
In thePECB Lead Auditor Guide, Fairness is cited as critical in sectors likefinance, hiring, healthcare, and where decisions may adversely impact protected groups.


NEW QUESTION # 31
Which phase involves the collection of objective evidence through interviews, observations, and examination of documents?

  • A. Audit follow-up
  • B. Audit planning
  • C. Preparing the audit report
  • D. Conducting the audit

Answer: D

Explanation:
TheConducting the auditphase (Domain 5) is where the audit team actively collectsobjective evidence through:
* Interviewswith relevant personnel
* Observationof processes and systems
* Examination of documents and records
This aligns with the procedures described inISO 19011:2018 (Guidelines for Auditing Management Systems), which is referenced and applied in ISO/IEC 42001 auditing practices.
According to the PECB Lead Auditor Guide,Domain 5explicitly outlines this activity as themain operational phaseof the audit, aimed at evaluating conformity of the AI Management System with ISO/IEC 42001 requirements.


NEW QUESTION # 32
Which among the following is NOT a level of AI?

  • A. Artificial General Intelligence
  • B. Artificial Machine Intelligence
  • C. Artificial Narrow Intelligence
  • D. Artificial Super Intelligence

Answer: B

Explanation:
The levels of AI commonly referenced in bothISO/IEC 42001guidance materials and AI governance literature include:
* Artificial Narrow Intelligence (ANI)- Specialized in a single task
* Artificial General Intelligence (AGI)- Human-level general problem-solving capability
* Artificial Super Intelligence (ASI)- Hypothetical AI surpassing human intelligence Artificial Machine Intelligenceisnot a formally recognized leveland doesnot appear in ISO/IEC 42001, nor in PECB's standard AI terminology.
The PECB Lead Auditor Guide defines the recognized levels under AI system classification and clarifies that terms like "Artificial Machine Intelligence" arenon-standard or colloquialand not part of professional auditing or ISO frameworks.


NEW QUESTION # 33
What does ISO 19011 provide?

  • A. Guidance for practitioners on AI management system
  • B. Fundamental principles of auditing
  • C. Requirements for bodies providing audit
  • D. Guidance for auditors on AI management system

Answer: B

Explanation:
ISO 19011:2018providesfundamental principles and guidanceonauditing management systems, including:
* Principles of auditing
* Managing audit programs
* Conducting internal or external audits
* Evaluating the competence of auditors
While ISO/IEC 42001 is specific to AI Management Systems, ISO 19011 serves as auniversal audit frameworkthat applies toall types of management systems, including AI.
ThePECB Lead Auditor Guide - Domain 3highlights ISO 19011 as theprimary guidance document for auditing practices, emphasizing its relevance to auditing AIMS as well.


NEW QUESTION # 34
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